-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJQKQqzL3CG3pn05wj/qukAJOhAPHH9FVHfq9i09AMObhtrsWN1Ovnh87L2qfg32 KdhdgTsUrgA8h4YeEsnsgQ== 0000950135-98-000720.txt : 19980212 0000950135-98-000720.hdr.sgml : 19980212 ACCESSION NUMBER: 0000950135-98-000720 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY RUSSIA & NEW EUROPE FUND INC CENTRAL INDEX KEY: 0000918686 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133756741 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-47087 FILM NUMBER: 98530783 BUSINESS ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122967100 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY EUROPEAN EMERGING MARKETS FUND INC DATE OF NAME CHANGE: 19940207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTABLE EMERGING MARKETS COUNTRY FUND CENTRAL INDEX KEY: 0001019369 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 10 EASTCHEAP CITY: LONDON STATE: X0 ZIP: 00000 SC 13D 1 MORGAN STANLEY RUSSIA & NEW EUROPE FUND INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Morgan Stanley Russia and New Europe Fund, Inc - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities 616911103 - -------------------------------------------------------------------------------- (CUSIP Number) William Marle c/o City of London Investment Management Company Ltd 10 Eastcheap, London EC3M 1AJ, United Kingdom +44 171 711 0771 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorised to Receive Notices and Communications) June 30, 1997 - -------------------------------------------------------------------------------- (Date of Event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less or such class.) (See Rule 13d-7). NOTE Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (10-88) 2 - ------------------- ----------------- CUSIP NO. 616911103 SCHEDULE 13D Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE INVESTABLE EMERGING MARKETS COUNTRY FUND, a business trust organised under the laws of the State of Delaware - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE, USA - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 224,400 NUMBER OF ------------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 224,400 WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 224,400 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 4.49% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------- - --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3 SCHEDULE 13D Page 3 of 5 Pages ITEM 1. SECURITY AND ISSUER. (a) Name of Issuer: Morgan Stanley Russia and New Europe Fund, Inc (b) Address of Issuer's Principal Executive Offices: 1221 Avenue of the Americas, New York, New York, 10020 (c) Class of Securities Common Stock ITEM 2. IDENTITY AND BACKGROUND. (a) Names of Person Filing: The Investable Emerging Markets Country Fund (b) Address of Principal Business Office 10 Eastcheap London EC3M IAJ England (c) Principal Occupation or Employment Investment Fund (d) Details of Criminal Convictions Within Past Five Years None (e) Details of Civil Proceedings Within Past Five Years Where Judgement Was Against Person Filing None (f) Citizenship: Delaware, USA
4 SCHEDULE 13D Page 4 of 5 Pages ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Invested Capital ITEM 4. PURPOSE OF TRANSACTION. Investment (a) Plans/Proposals to Acquire Additional Securities/Disposal of Securities None (b) Planned/Proposed Extraordinary Corporate Transaction Involving Issuer or its Subsidiaries. None (c) Planned/Proposed Material Sale/Transfer of Assets of Issuer or its Subsidiaries. None (d) Planned/Proposed Change to the Board or Management of the Issuer None (e) Planned/Proposed Material Change to the Capitalization/ Dividend Policy of the Issuer None Item 4 (f) Planned/Proposed Material Change to the Issuer's Business or Corporate Structure None (g) Planned/Proposed Changes in the Issuer's Charter, Bylaws, or Instruments That May Impede the Acquisition of Control of the Issuer by Any Person None (h) Plans/Proposals to Cause a Class of Security of the Issuer to be Delisted None (i) Plans/Proposals to Cause a Class of Equity to Become Eligible For Termination of Registration Pursuant to Section 12(g)(4). None (j) Plans/Proposals Similar to Any of the Above.
5 SCHEDULE 13D Page 5 of 5 Pages None ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER (a) (i) Aggregate number of securities COMMON STOCK ------------ beneficially Owned: 224,400 (ii) Percentage of Class: PERCENTAGE ------------ 4.49 (b) Number of shares as to which such person has: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: COMMON STOCK ------------ 224,400 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 0 (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: COMMON STOCK ------------ 224,400 (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 (v) INFORMATION REQUIRED IN ITEM 2 FOR PERSONS WHERE POWER IS SHARED: N/A (c) Describe any transactions in the class of securities reported that were effected during the past sixty days or since the most recent filing on Schedule 13D (sec.240.13d-191), whichever is less by the persons named in paragraph (a). who effected transaction: The Investable Emerging Market Country Fund
TRANSACTION NO. OF PRICE PER TRANSACTION TYPE WHERE AND HOW DATE SECURITIES SECURITY TRANSACTED 06 June 97 12,500 27.5 Sell Market Sale 10 June 97 9,000 27.71 Sell Market Sale 11 June 97 12,500 27.875 Sell Market Sale 20 June 97 55,000 29.6622 Sell Market Sale 30 June 97 33,800 30.882 Sell Market Sale
(d) Third party rights regarding dividends. None (e) Date ceased to be beneficial owner of more than five percent. 30 June 97 ITEM 6: COntracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer None ITEM 7: material to be Filed as Exhibits None
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 5th February, 1998 /s/ D F Allison - ---------------------------- Name: D.F. Allison Title: Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----